Welcome to the VOS Blog! This is a resource written specifically for financial advisors who want to work smarter, serve clients better, and build a practice that runs like it should.
We cover the topics that come up most in our work with advisors every day. Browse everything, or click any topic label above a post to explore content by category: Leveraging AI, Marketing 101, Practice Management, Tax Season, and Summer Strategies.
Whatever's on your plate right now, there's something here for you.
Showing Up for Clients in Uncertain Markets
Clients don’t leave because of volatility. They leave because they haven’t heard from their advisor.
Personal Securities Reporting Requirements and VOS
An access person is a supervised person who has access to nonpublic information regarding clients’ purchase or sale of securities, is involved in making securities recommendations to clients or who has access to such recommendations that are nonpublic.