How Advisors Are Showing Up for Clients in Uncertain Markets
Clients don’t leave because of volatility. They leave because they haven’t heard from their advisor.
Why Aren’t VOS Team Members Subject to Personal Securities Reporting Requirements?
An access person is a supervised person who has access to nonpublic information regarding clients’ purchase or sale of securities, is involved in making securities recommendations to clients or who has access to such recommendations that are nonpublic.